-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oo64+CN7mEbTO531YSpu6yGbbs8P3b4p934I/3WzPa0/VPHhI6wIj92Ag1ksXaWm L+nzRRyVRu1t3/LbO1wX9Q== 0001023363-98-000026.txt : 19980218 0001023363-98-000026.hdr.sgml : 19980218 ACCESSION NUMBER: 0001023363-98-000026 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CODDLE CREEK FINANCIAL CORP CENTRAL INDEX KEY: 0001045944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 562045998 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53135 FILM NUMBER: 98536570 BUSINESS ADDRESS: STREET 1: PO BOX 117 STREET 2: 347 NORTH MAIN STREET CITY: MOORESVILLE STATE: NC ZIP: 28115 BUSINESS PHONE: 7046644888 MAIL ADDRESS: STREET 1: PO BOX 117 347 NORTH MAIN STREET STREET 2: PO BOX 117 347 NORTH MAIN STREET CITY: MOORESVILLE STATE: NC ZIP: 28115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SALEM INVESTMENT COUNSELORS INC CENTRAL INDEX KEY: 0000884423 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 561225913 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 480 SHEPHARD STREET SUITE 200 CITY: WINSTON SALEM STATE: NC ZIP: 27103 BUSINESS PHONE: 9107687230 SC 13G 1 BENEFICIAL OWNERSHIP OF STOCK UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.____________) Coddle Creek Financial Corp. (Name of Issuer) Common (Title of Class of Securities) 191891100 (Cusip Number) Check the following box if a fee is being paid with this statement ___. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with the respect to the subject of class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 191891100 13G Page 2 of 4 --------- - --------- ---------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Salem Investment Counselors, Inc. 56-1225913 - --------- ---------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group - --------- ---------------------------------------------------------------------- 3 SEC Use Only - --------- ---------------------------------------------------------------------- 4 Citizenship or Place of Organization North Carolina - --------- ---------------------------------------------------------------------- 5 Sole Voting Power 43,035 - --------- ---------------------------------------------------------------------- 6 Shared Voting Power - --------- ---------------------------------------------------------------------- 7 Sole Dispositive Power 43,035 - --------- ---------------------------------------------------------------------- 8 Shared Dispositive Power - --------- ---------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned By Each Reporting Person 43,035 - --------- ---------------------------------------------------------------------- 10 Check Box if the Aggregate Amount is Row (9) Excludes Certain Shares - --------- ---------------------------------------------------------------------- 11 Percent of Class Represented by Amount in Row 9 6.38% - --------- ---------------------------------------------------------------------- 12 Type of Reporting Person IA - --------- ---------------------------------------------------------------------- SCHEDULE 13G Page 3 of 4 Item 1 (a) Name of Issuer: Coddle Creek Financial Corp. Item 1 (b) Address of Issuer's Principal Executive Offices: 347 N. Main Street Mooresville, North Carolina 28115 Item 2 (a) Name of Person Filing: Salem Investment Counselors, Inc. Item 2 (b) Address of Principal Business Office: P.O. Box 25427 Winston-Salem, North Carolina 27114-5427 Item 2 (c) Citizenship: North Carolina Corporation Item 2 (d) Title of Class of Securities: Common Stock Item 2 (e) Cusip Number: 191891100 Item 3 (e) [ ] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940. Item 4 Ownership: (a) Amount beneficially owned: 43,035 (b) Percent of Class: 6.38 (c) Number of Shares as to which such person has (i) Sole power to vote or to direct the vote: 43,035 (ii) Shared power to vote or direct the vote: -0- (iii)Sole power to dispose or direct the disposition: 43,035 (iv) Shared power to dispose or direct the disposition of:-0- Item 5 N/A Item 6 N/A Item 7 N/A Item 8 N/A Item 9 N/A SCHEDULE 13G Page 4 of 4 ------------ Item 10: Certification: By signing below I certify that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/6/98 ------ Date /s/ David B. Rea ---------------- Signature David B. Rea, President ----------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----